Main responsibilities include:
Provide advice and guidance to the Specialty/ Wholesale business regarding all compliance queries.
You will split your time between group compliance and the specialty business and liaise with multiple stakeholders across the business.
Build strong and effective relationships across the business to promote a positive relationship with compliance.
Assist the monitoring team with queries
Ad hoc regulatory projects.
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.